Tower Amendment

Results: 120



#Item
8173rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Self-regulatory organization / Law / Government / Securities Exchange Act / Rulemaking / Tower Amendment / Municipal Securities Rulemaking Board / United States securities law / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 30, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amen

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Source URL: www.sec.gov

Language: English - Date: 2009-08-03 08:57:27
82Law / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Government / Financial Industry Regulatory Authority / Securities Exchange Act / Rulemaking / Tower Amendment / Electronic Municipal Market Access / United States securities law / Self-regulatory organizations / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-12-17 12:16:06
83Municipal Securities Rulemaking Board / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Law / Government / Rulemaking / Securities Exchange Act / Tower Amendment / Self-regulatory organizations / United States securities law / Financial regulation

Notice of Withdrawal of Proposed New Rule A-11, on Municipal Advisor Assessments, and New Form A-11-Interim

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Source URL: www.sec.gov

Language: English - Date: 2011-09-27 08:07:24
8473rd United States Congress / United States Securities and Exchange Commission / Law / Self-regulatory organization / U.S. Securities and Exchange Commission / Government / Rulemaking / Securities Exchange Act / Tower Amendment / United States securities law / Financial regulation / Municipal Securities Rulemaking Board

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2010-11-22 10:12:55
85United States Securities and Exchange Commission / United States securities law / U.S. Securities and Exchange Commission / Self-regulatory organization / Rulemaking / Securities Exchange Act / Fiduciary / Tower Amendment / Law / Municipal Securities Rulemaking Board / 73rd United States Congress

Notice of Withdrawal of Proposed Rule G-36, on Fiduciary Duty of Municipal Advisors, and a Proposed Interpretive Notice Concerning the Application of Proposed Rule G-36 to Municipal Advisors

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Source URL: www.sec.gov

Language: English - Date: 2011-09-27 08:09:32
86U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Self-regulatory organization / Law / Securities Exchange Act / Government / Rulemaking / Tower Amendment / Municipal Securities Rulemaking Board / United States securities law / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-06-14 09:02:31
87United States securities law / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Law / Government / Rulemaking / Securities Exchange Act / Tower Amendment / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation

Notice of Withdrawal of Proposed New Rule G-42, on Political Contributions and Prohibitions on Municipal Advisory Activities; Proposed Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G

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Source URL: www.sec.gov

Language: English - Date: 2011-09-27 08:04:36
88Electronic Municipal Market Access / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Self-regulatory organization / Securities Exchange Act / Financial system / Economy of the United States / Tower Amendment / Financial regulation / Municipal Securities Rulemaking Board / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]June 5, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Propo

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Source URL: www.sec.gov

Language: English - Date: 2009-06-09 09:43:57
89Municipal Securities Rulemaking Board / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Economy of the United States / Securities Exchange Act / Financial system / Tower Amendment / Self-regulatory organizations / United States securities law / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-11-06 14:38:48
90United States securities law / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Investor Protection and Securities Reform Act / Tower Amendment / Self-regulatory organizations / Financial regulation / Municipal Securities Rulemaking Board

Notice of Filing of Amendments to Rule A-3, on Membership on the Board

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Source URL: www.sec.gov

Language: English - Date: 2010-12-14 11:22:14
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